the transactions. Failure to record the client's securities trading orders and obtaining authorization to make securities trading decisions on behalf of the client are, respectively, in violation of
Previously, the SEC instructed MVP to conduct a special audit in relation to certain transactions that raised concerns based on the auditor’s observations, the review of financial statement
by the Electronic Transactions Development Agency (ETDA). On this occasion, Mr. Sophon Kaewlomsup, representative of the Rayong Provincial Office of Social Development and Human Security, served as
the client into believing that the balance in the relevant fund account remained intact, and subsequently cancelling such transactions; and (3) withdrawing cash from the account of Client 2 and (3.1
stimulated the share's movements, and arranging low-price matching for the trading activities within their own group. Such transactions misled other investors into believing that TAPAC shares were traded
the share's movements, and arranging low-price matching for the trading activities within their own group. Such transactions misled other investors into believing that TAPAC shares were traded in
such share in such a manner that stimulated the share's movements, and arranging low-price matching for the trading activities within their own group. Such transactions misled other investors into
Nex Point Public Company Limited Nex Point Public Company Limited ("NEX") had the duty to disclose information regarding the company's related party transactions through the
, the first and third quarters of 2013, and the year 2013 in order to avoid revealing the details of his related persons who entered into share trading transactions with RAM during 2012-2013. The public