million for the six-month period ended June 30, 2019 and the six-month period ended June 30, 2020, respectively. The distribution costs to revenue ratios for those years stood at 0. 46% and 0. 73
-month period ended March 31, 2020, respectively. The selling expenses to revenue ratios for those years stood at 0.47% and 0.64%, respectively. Administrative expenses In the three-month period ended
-AMENDED.PDF (Translation) trust property from those held in its own capacity and any property in its possession . In cases where the trustee manages several trusts, the trustee shall segregate the trust
Civil Sanction Committee (CSC) has resolved to impose civil sanctions** on those 15 offenders, as summarized below. a. The offenders are required to make payments for the civil sanctions as
capital refer to those whose net capital fall below the minimum requirements. The requirements of net capital maintenance are: (1) Net Capital (NC) with liquid assets, after deducting total liabilities and
distinguished between the shares belonging to Mr. Koh Lian King and those in which Mrs. Teo Lee Ngo was the actual beneficiary. This constitutes an offense of purchasing securities as a person who knows or
out of NUSA into personal accounts and those of close associates for their own benefits or others’, consequently causing damage to NUSA. In so doing, (5) Ms. Varinborn Chantarojvanich, the seller of
authorized resellers of Libra, Libra can be governed under the related laws like those related to financial institutions’ businesses, foreign exchange control or e-Payment? Laws may need amendments or
made-up investment project. In so doing, Panita replaced the names of the depositors with those of several other clients who were related to herself and used the money to trade securities via the trading