that these failures to record such details in the financial statements resulted in a non-compliance with the generally accepted accounting standards.In addition, SCAN?s auditor observed that SCAN has not
was imposed on {B} for failing to record the clients' securities trading orders.The actions resulted in suspensions occurred while these investment consultants worked with Maybank Kim Eng Securities
. These include the offer price being no less than 90 percent of the market price, and the objective not being to fund a large-scale project that requires the shareholders? prior approval. In addition, the
to 2.85 million shares or an increase of 5.95 percent. These were done continuously in concealment to mislead and induce the investing public into the trading. The acts of Pimpa and Nophadol were
confirmed the clients' trading orders via telephone, as she understood that these could have been evidence of the clients' trading orders. However, {A} failed to record her accepting of security trading
with the SEC’s strategic plan to enhance the effectiveness of internal audit functions and internal control systems. These efforts aim to elevate the corporate governance standards of listed companies
public. These actions form the basis of two charges against the accused 09/01/2026 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
to buy at higher prices, and matching trades among themselves. These actions misled the public regarding the price and trading volumes of the securities, causing the price and buy or sell volumes of
obstructed and pressured other investors to buy at higher prices, and matching trades among themselves. These actions misled the public regarding the price and trading volumes of the securities, causing the