necessary information for investment decisions. Besides, the related business operators may not be under the SEC's supervision, and the digital tokens may not be supported by any secondary market and lack
company, (2) Be under the supervision of high-level management, (3) Have knowledge, ability and readiness to undertake the duty, and (4) Execute the duty by taking into consideration the benefits of
mutual fund under Thai securities law although utilizing different forms of instruments such as shares or trust certificates. Eligible CIS must be managed by CIS operator subject to supervision of ASEAN
alert for impersonations of official agencies and organizations such as the SEC itself and listed companies on the Stock Exchange, or solicitations to invest through allegedly over-the-counter trading
].............., CPA License No. ......................, I hereby provide evidentiary documentation for your consideration, as follows: 1. Evidence on the registration of juristic person / body of persons: 1.1 a copy of
SEC Assistant Secretary-General Praoporn Senanarong said :“SEC is well aware of the importance of revising the regulations and drafted notification on the crowdfunding* and facilitating SMEs and
Exchange Act B.E. 2535 on 16 May 1992. The SEC Thailand has the centralized roles for supervision and development of both primary and secondary markets. This structure also facilitated issuance of new
any person as a co-advertising producer, such person must be subject to supervision to comply with the relevant rules. On sales promotions, it must not persuade or urge investors to make investment
at www.sec.or.th and via SEC Check First application, while a list of unauthorized individuals outside the SEC supervision is also available at Investor Alert on the SEC website via https