evidence relating to derivatives trading under the following rules: (1) Records of advice given to customers and derivatives orders placed by customers shall be kept for at least three months from the date
rules: (1) Records of advice given to customers and derivatives orders placed by customers shall be kept for at least three months from the date on which the advice is given or order is placed, as the
contact ” means a person who performs duties in contacting, soliciting, giving advice or planning with respect to trading or investment in derivatives for investors. There are two categories of investor
contact” means a person who performs duties in contacting, soliciting, giving advice or planning with respect to trading or investment in derivatives for investors. There are two categories of investor
"Advice iStore" at two branches, Phichit and Rayong, which are dedicated to selling Apple products. An interim dividend payment was made on September 9 , 2 0 2 4 , based on the performance as of June 30
พดา้นล่าง ทั้งน้ี รูปแบบการประกอบธุรกิจ มีดงัน้ี (เรียงตามล าดบัของการใหบ้ริการท่ีเขา้มามีอ านาจ บริหารจดัการทรัพยสิ์นของลูกคา้จากระดบันอ้ยไปถึงมาก ตาม ถึง ) Advice : การใหบ้ริการใหค้ าแนะน าการลงทุน
, it will be able to seek technology-based advice from the Industrial Technology Assistant Program (iTAP) of the National Science and Technology Development Agency (NSTDA) where such business will be
, claiming that the fund will be used to make investment in stock and derivatives exchanges. In addition, Yuttana held himself out as investment advisor, offered advice and obtained benefits from giving advice
., is suspended for three months for failing to take care of a client's account, and instead assigning her subordinate who was an authorized trader to contact, solicit and give advice on securities