Prior to the on-site inspection, the SEC communicated concerns with the venue owner and the event organizer, resulting in suspension of seven exhibitors’ activities. Today, during the inspection, 16
a trustee to protect digital token holders’ interests. Trustee will possess real estate or hold shares of special-purpose entity (SPV), which is a real estate owner, at no less than 75% of SPV’s
, Worawat promoted 1000X’s service in the Thai language on Facebook to invite the public to use the service. Worawat, the owner and operator of ACTPAY, was responsible for providing a notification system
beneficiary owner: UBO) ซึ่งเป็นผู้มีถิ่นที่อยู่ในต่างประเทศ มีการลงทะเบียนแสดงตัวตนกับ ธปท. แล้ว เพื่อให้ ธปท. มีข้อมูลสำหรับติดตามพฤติกรรมของนักลงทุนในตลาดตราสารหนี้ (market surveillance) ในเชิงลึกที่ถูก
trading volume to be inconsistent with the normal market condition, the SEC probed into the case and found that Prasong as the owner and beneficiary of 14 securities trading accounts of foreign juristic
securities trading orders from persons being neither account owner nor account owner's appointee; and failing to keep a complete record of trade order instructions; in violation of Clause 20(2) and (3) of the
Company’s brand name. Most of customers assumed that both hospitals are of the same owner. Meanwhile, the Company can realize only 53.93% of the Subsidiary's operation in the Company’s consolidated financial
considering which act of the person giving advice or the owner of the website or electronic media is or is not liable to be an undertaking of securities business in the category of investment advisory or an