;EA"). His duty was to oversee and ensure that EA’s offering for sale of securities complied with the law. However, Mr. Amorn failed to issue instructions or perform the necessary duties required
SEC Office on DECEMBER 9, 2022 later than the period specified by the law. On March 11, 2025, the Criminal Fining Committee issued special order no. 1/2025 imposing a fine on FL 2024 CO., LTD. as the
, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. On March 11, 2025, the Criminal Fining Committee
financial statement for first period of six months of the year 2023 to the SEC Office on October 6, 2023 later than the period specified by the law On March 11, 2025, the Criminal Fining Committee issued
Operator Instruction 1. An applicant for registration to be a general derivatives business operator shall specify the detail only in Part I and Part III. 2. A juristic person established under foreign law
under foreign law who applies for registration to be a derivatives business operator in the category of derivatives dealer shall specify the detail only in Part II and Part III. (Translation) Date
institution under the Law on Loan Interest of Financial Institutions or a financial institution under foreign law; (2) an agreement having characteristics comparable to the assets under (1) in accordance with
the Law on Loan Interest of Financial Institutions or a financial institution under foreign law; (2) an agreement having characteristics comparable to the assets under (1) in accordance with the Shariah
being a financial institution under the Law on Loan Interest of Financial Institutions or a financial institution under foreign law; (2) an agreement having characteristics comparable to the assets under
Thailand; (3) an international financial institution; (4) a juristic person established under a specific law; (5) a government agency and a State enterprise under the law on budgetary procedure; (6) the