Expenses 375.4 312.2 63.2 20.2 - 2 - Considering each type of income, the revenues from sales and services of the year 2019 increased from 2018, the main reason is that the receiving of large-scale project
of investment in such securities; “general advice” means an investment advice given to any person without considering of investment objective, financial status or individual needs; “specific advice
. (Translation) -3- “general advice”5 means an investment advice given to any person without considering of investment objective, financial status or individual needs; “specific advice”6 means an investment advice
without considering of investment objective, financial status or individual needs; “specific advice”6 means an investment advice given to any person that suitable to investment objective, financial status
document and evidence, including considering of investment objective of the customer, knowledge, understanding and experience in derivatives trading, financial condition, and debt repayment capability of
principles and have reliable document and evidence, including considering of investment objective of the customer, knowledge, understanding and experience in derivatives trading, financial condition, and debt
procedures in considering to report a suspicious transaction. Clause 20. Securities company may prescribe that a transaction with the following nature or other similar transactions be a suspicious transaction
transactions; (3) arrange to have proper procedures in considering to report a suspicious transaction. Clause 20. Securities company may prescribe that a transaction with the following nature or other similar
detect suspicious transactions; (3) arrange to have proper procedures in considering to report a suspicious transaction. Clause 20. Securities company may prescribe that a transaction with the following