Maintenance of Financial Condition of Licensed Derivatives Broker 29/12/2017 16/01/2018 2. Notification of the Office of the Securities and Exchange Commission SorThor. 19/2554 Report on Trading of
e-service Online Submission See canceled document Others (Securities Business) >> Terms and Condition for Information Technology Type Title Section See Document Status Notified Date Effective Date 1
/EN/Pages/DIGITALASSET-NEWS.aspx English (United States) Market Misconduct inconsistent with the normal market condition. (Section 244/4) 1. Purchasing or selling securities in such a way that does
financial position and operating results as required by law, and also on the condition that the filing fees have been paid within the specified timeframe. Over the years, the SEC has observed that the
that meet or exceed the standards of the Investment Analysts Association to also organize the training on the condition that the Investment Analysts Association will be responsible for approving the
derived from the redemption of fund units on the condition that the investors maintain the investments for at least eight years from the purchase date._____________________
Rehabilitation Listed Company, required to offer and sell newly issued securities by the Rehabilitation Plan, an exemption from submitting an application for approval to the SEC on the condition that the Company