complaint and inspection report of Maybank Kim Eng Securities (Thailand) Plc, the SEC further probed into the case and found that {A} traded securities on behalf of a number of clients. He traded securities
whose proxy is their custodian that is a local financial institution, listed companies may bypass request for additional ID documents because the custodians must already have examined their clients? ID
companies have already started to provide this type of service for their clients as ASEAN stock exchanges have started their trading linkage. Programmatic trading, in particular HFT, has become quite popular
showed that a number of clients' securities trading orders were not completely recorded. For {C}, the first investigation revealed that she failed to completely record her advice and a client's securities
the companies will be able to return the money to the clients whenever they ask for, while the agreement on custody of client assets must not contain any provisions denying or limiting the companies
nationwide, the governing regulations allow infrastructure funds to provide products and services to non-state clients as well. We welcome feedbacks and suggestions for further developing such instrument for
increased on the back of a larger number of both domestic and international clients. On the contrary, the revenue from TV production and post-production businesses declined. The details are shown on the
clients were offered promotions. Meanwhile, the post-production business performed quite well; therefore, the revenue from this business increased. Revenue breakdown Total As of 31 December Increase
55.69% in the first quarter of 2021 due to some reduction of orders from clients and the Company’s process of changing its customer base while also preparing to accommodate new clients this year. Moreover