Investment and Giving Investment Advice dated January 18, 2012 which was prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market
นั้น การตีความก็ควรยึดตามเจตนารมณ์ของ บลจ. เป็นสำคัญ จาก clause ดังกล่าว ที่กำหนดว่า เป็นกองทุนตราสารทุนที่เน้นการลงทุนในหุ้น low beta
), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification, “investment advisory company” means a securities company licensed to undertake securities
) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. In this Notification: (1) the term “company,” “parent company,” “subsidiary company,” “major shareholder,” and “controlling person
(2008) hereby issues the following regulations: Clause 1. In this Notification: (1) the term “company,” “parent company,” “subsidiary company,” “major shareholder,” and “controlling person” shall mutatis
and Exchange Act (No. 4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. In this Notification: (1) the term “company,” “parent company,” “subsidiary company,” “major shareholder
_____________ By virtue of Paragraph 2 (3) of Clause 13 of the Notification of the Securities and Exchange Commission No. KorChor. 53/2545 Re: Rules, Conditions and Procedures for the Acquisition of Securities
appoint other persons as representatives for sale or acceptance of redemption of investment units or marketing representatives of private funds as follows: Clause 1. The Notification of the Office of the
persons as representatives for sale or acceptance of redemption of investment units or marketing representatives of private funds as follows: Clause 1. The Notification of the Office of the Securities and