asset businesses, including exchange, brokerage and dealing. The legislation also aims to protect investors from risks of fraud and deception by dishonest persons, money laundering and exploitation of

other businesses under other licenses and approvals granted by the SEC, namely brokerage, dealing and underwriting of securities, private fund management, and derivatives selling agent; 2. The IPO

categorized as securities brokerage, securities dealing, securities underwriting and mutual fund management, and allow such businesses to participate in the regulatory sandbox program, which has already

MF”) ต้องกระจายตัวการลงทุนในผู้ออกหลายราย (single entity limit) มากยิ่งขึ้น ยกเลิกการเสนอขาย กองทุนรวมเพื่อผู้ลงทุนที่มิใช่รายย่อย ("กอง AI”) ให้แก่ผู้มีเงินลงทุนสูง (“big retail”) และปรับปรุงการเปิด

of securities brokerage, securities finance, securities borrowing and lending, securities dealing or securities underwriting, which is not limited to debt instruments, exclude financial institutions

brokerage, securities finance, securities borrowing and lending, securities dealing or securities underwriting, which is not limited to debt instruments, exclude financial institutions established under

, securities finance, securities borrowing and lending, securities dealing or securities underwriting, which is not limited to debt instruments, exclude financial institutions established under specific laws or

management company, a securities company licensed to undertake securities business in the category of brokerage, dealing or underwriting of securities and a securities company licensed to undertake securities

fund management company, a securities company licensed to undertake securities business in the category of brokerage, dealing or underwriting of securities and a securities company licensed to undertake

management company, a private fund management company, a securities company licensed to undertake securities business in the category of brokerage, dealing or underwriting of securities and a securities