notification which has been revised according to comments from the business operators and related persons from the public hearing in May, for example: - The operation system shall have in place a client
example, algorithm or computer coding has been used in the process of investment analysis, advice, and investment decision-making. Therefore, it could lead to new services offering and help investors to
for investigation. Given such circumstances and the fact that criminal procedure takes a long time, it has been difficult to bring a market misconduct offender to justice.?The approved amendments
comply with rule preventing any person or group of persons from holding more than 1/3 of total investment units sold which has already been applicable to other types of mutual funds. In case where any
statements. By June 1, 2012, the company must submit to the SEC and publicly disclose the rectified financial statements that have been audited by the auditor.SINGHA later requested the SEC to extend such
through ASEAN Linkage has been in effect. This will attract and promote investment in the capital markets and equalize tax burden between selling of securities through the Thai bourse and through ASEAN
the evening of 7 June 2017, it has been found that the disclosure lacks sufficient details on the cause and effect of the default on other debts, EARTH's financial condition and operating results. Since
. (Thailand) Ltd. for disseminating information, which had not been reported to the Stock Exchange of Thailand, causing the public to understand that the price of TPIPL stocks would increase, as well as (3
falsity. ?The revision of rules intends to provide more channels for investors to familiarize themselves with DW?s features and risk before making investment decision. DW has recently been introduced to
recently been introduced to the market while investment in the instrument may associated with risks that are perhaps not known to investors; for instance, price of DW can be more fluctuated than that of its