operation system shall comply with the following rules: (1) dealing with customer and customer service: (a) having procedures and methods to know the customer and understand the customer’s investment
ควบคุม การกระท าท่ีอาจมี COI เช่น การรับประโยชน์ตอบแทน (Soft Dollar) การซ้ือขายหลกัทรัพยเ์พื่อตนเอง (Prop Trade และ Staff Dealing) และการท าธุรกรรมกบับุคคลท่ีเก่ียวขอ้ง (Affiliated Transaction) โดยตอ้ง ค า
in debt and equity securities for the Company’s own account, bond dealing, private repos and other investments. 2. Expenses The Company’s expenses in the third quarter of 2020 were Baht 482 million, a
brokerage, securities dealing or underwriting of investment units All mutual fund supervisors No. SEC. Nor Jor. (Wor) 1/2564 Re: Mutual Recognition of Funds between Hong Kong Special Administrative Region of
mutual fund management All securities companies licensed to undertake securities business in the category of securities brokerage, securities dealing or underwriting of investment units All mutual fund
Foods will start selling healthy food products at Virgin Active Fitness Clubs in Thailand in 3Q19. Revenue from education business is expected to increase due to opening of Dusit Hospitality Management
private fund management company [unless indicated otherwise], including: (a) a securities company licensed to undertake securities business in the category of brokerage, dealing or underwriting of any
fund management company [unless indicated otherwise], including: (a) a securities company licensed to undertake securities business in the category of brokerage, dealing or underwriting of any securities