securities business operation can give additional information to the ECD Police at 0-2237-1199.Investors are strongly advised to consult the License Check page at www.sec.or.th to verify the status of

any of investing public who have been contacted or solicited to invest in derivatives products such as gold futures and oil futures, no matter how tempting the offers are, to verify the legitimacy of

risks and sufficiently determine other audit procedures to consider the cause of such discrepancy and impact on accuracy of other accounts. Moreover, he did not determine any procedure to verify the

operators and securities issuers, and enable investors to access investment more easily, reduce the risks of document loss and forgery, and verify the accuracy of information more conveniently and quickly

Investor Alert at https://market.sec.or.th/public/idisc/th/InvestorAlert.Investors are therefore advised to verify the licensing status of derivatives business operators and digital asset business operators

แนวทางของสมาคม enhanced KYC/CDD โดย identify & verify ตามแนวทางที่สมาคมกําหนด - รวบรวมขอมูลเพิ่ม - verify เพิ่มจากแหลงที่เช่ือถือได - การประเมินมาตรการ AML/CFT (กรณีลูกคาที่เปนสถาบันการเงินตางประเทศ

3. Testing (System Testing/System Integration Testing) to verify the interactions between the modules of a software system 4. User Acceptance Test (UAT) 3. Testing (System Testing/System Integration

long selling transactions;  (5) To require that securities companies examine clients’ securities trading orders to verify that the clients fully borrow or own securities before executing the trading

verify and make informed investment decisions. The SEC has participated in these global efforts online every year since 2017. This year marks a special milestone with the introduction of onsite

potential misuse of funds for money laundering by offenders. Investors can verify the list of digital asset business licensees on the SEC’s website at www.sec.or.th and SEC Check First application