) storing document and evidence in relation to the customer complaint and the proceedings to handle such complaint for no less than five years from the date the derivatives broker completes its consideration
making necessary preparations for compliance with the Personal Data Protection Act to ensure that the gathering, storing and using of personal data will be efficient and comply with standards; (7
clearly acknowledge the objectives of storing, using or disclosing personal data and the rights related to their own personal data. The PDPA also requires that state and private organizations put in
discussion include Datuk Ranjit Ajit Singh, Chairman of the Securities Commission, Malaysia, Mr. Pyoung-ho Shin, Executive Director of Korea Exchange Inc., and Mr. Pongsak Lothongkom, CEO of SVI Plc. The other
and damage prevention system which the securities company should provide for the computer centre. Compliance Guideline 1. Computer Centre Controlling · Storing the importance computer devices such as
company should provide for the computer centre. Compliance Guideline 1. Computer Centre Controlling o Storing the importance computer devices such as server device network device etc. in the computer centre
inconsistent with the stipulated process; (c) storing evidentiary documents indicating the work process under (a) and (b) in a manner easily retrievable. Clause 5/4 An intermediary shall supervise communication
stipulated process; (c) storing evidentiary documents indicating the work process under (a) and (b) in a manner easily retrievable. Clause 5/4 An intermediary shall supervise communication and service