“ controlling person ” shall have the same meaning as defined in the Notification of the Securities and Exchange Commission concerning Determination of the Definitions in [Other] Notifications relating to
person” shall have the same meaning as defined in the Notification of the Securities and Exchange Commission concerning 2 Determination of the Definitions in [Other] Notifications relating to Issuance and
” “registration statement” “parent company” “subsidiary company” “executive” “major shareholder” and “controlling person” shall have the same meaning as defined in the Notification of the Securities and Exchange
such manipulation, in the total amount of 2,166,666.66 baht.Details are as follows: (1) ASCON price manipulation: following the Stock Exchange of Thailand (SET)?s report on irregular trading of ASCON
1 24 August 2020 Subject : Notification on Resolution of the Board of Directors’ Meeting No.8/2020, Appointment of Directors in Replacement of Those who will Retire by Rotation, and Addition of
of foreign ETF for sale to investors in Thailand; or (2) Any person intending to have units of foreign ETF listed on the Stock Exchange of Thailand. The application under the first paragraph may be
: Certification of Information 37 Attachments: Attachment 1: Details of directors, executives, controlling persons, the person assigned to take the highest responsibility in Accounting and Finance, the person
take the highest responsibility in Accounting and Finance, the person assigned to take direct responsibility for accounting supervision, the Company’s secretary and the representative for contact and
with a value higher than 50 percent. In addition, the disposal transaction may constitute a connected transaction if a connected person of the Company participates in the bidding offer and becomes the
following requirements; (1) initially acquires units of a trust not less than ten million baht; or (2) such person in (1) who acquires additional units, which results in the total value of not less than ten