U City Public Company Limited (Registration No. 0107537000459) 21 TST Tower Soi Choei Phuang, Viphavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand T: + 662 273 8838 F: + 662 273 8858 www.ucity.co.th Ref. No. U.SET 019/2017 October 30, 2017 Subject: Entire business transfer of Unicorn Enterprise Company Limited, capital increase, issuance of the U-W3 Warrants and U-W4 Warrants, issuance and offering of the newly issued preferred shares to be issued and offered to the existing shar...
preparing and submitting a report and disclosure of information memorandum on such transaction of the Company to the Stock Exchange of Thailand (the “SET”) immediately, which must at least contain the
least contain the information as required in List ( 1) attached to the Notifications on Acquisition or Disposition of Assets, and then submit written notice to the shareholders within 21 days from the
of Assets by preparing and submitting a report and disclosure of information memorandum on such transaction of the Company to the Stock Exchange of Thailand (the “SET”) immediately, which must at least
extension of the offering period from the SEC Office in writing at least thirty days prior to the expiration of such period. In this regard, the rationale for such request together with the information
criteria. Therefore, the Company has an obligation to report and disclose the transaction by preparing at least an information memorandum (as set out in Schedule 1 to the Notifications on the Acquisition or
2003. (Translation) -3- Clause 2.3 In providing investment advisory service, the investment advisory company shall at least undertake to act as follows; provided that if it intends to arrange a mutual