. 2535 resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 10/2024 Settlement

instruction or the failure to give instruction which is a duty required to be performed SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 10/2024 Settlement Committee Order No. 107/2024

in accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 15/2025 Dated 11/03/2025

failure to order or act in accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 15/2025

scope of work. In addition, CL did not inform the SEC about the outsourcing. SEC Act S.100 in conjunction with 113 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 20/2025 Dated

Zipmex Company Limited On April 1, 2024, Zipmex Company Limited, a digital asset exchange and broker, appointed a director without the approval of the SEC. DAB Act S.29 paragraph 1 Settlement

or the failure to give instruction which is a duty required to be performed SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 41/2025 Dated

duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 4/2025 Settlement Committee Order No. 66/2025 Dated 30/05/2025

order or act in accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 4/2025 Settlement Committee Order No. 57/2025 Dated 30/05

order or act in accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(3)(4) Settlement Committee Meeting No. 4/2025 Settlement Committee Order No. 57/2025 Dated 30