integrity by strongly being concerned about the market integrity as a whole; (2) skill, care and diligence An intermediary shall conduct its business with due skill, care and diligence; 2 (3) management and

No. OMD 013/2562 13 August 2019 Re Explanation and analysis of the Management for the 2nd. quarter of 2019 ended 30 June 2019 To Director and Manager, Stock Exchange of Thailand Whereas the Meeting

e-service Online Submission See canceled document Securities Brokerage Business >> Protection of Customer Assets (Section 98(3))   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Securities Underwriter Business >> Protection of Customer Assets (Section 98(3))   Type Title Section See Document Status Notified Date Effective Date

(Translation) Ref.No.LEE 11/2020 11 August, 2020 Subject : Management Discussion and Analysis for the second quarter ended June 30, 2020 To : President of The Stock Exchange of Thailand We submit

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/2024: Request for the court to indicate provisional measures. Both cases were accepted by the Court and a hearing for petition on temporary protection was scheduled on May 27, 2024. Furthermore, on

number was long-term bonds. In recent times, SEC has been revising and changing bond-related regulations to become stricter, increasing the protection of the investors by making it mandatory to provide

mutual fund management: Asset management company (AMC) shall have fiduciary duty to protect the interest of unitholders. In so doing, AMC shall lay out a policy for preventing and monitoring any act that

management fee and interest income. Administrative Expenses The Company and its subsidiaries had Administrative Expenses of Baht 1,984.82 million, decreased by Baht 146.44 million or 6.87% from last year