5. I/We affirm that the ASEAN CIS is completely in compliance with Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and requirements relating to Approval, Valuation, and
clients, all of which were completely compensated. Teerasak’s misconduct of misappropriating clients’ assets and acting in the manner that implies dishonesty, is deemed failure to perform duties or
ให้บริการที่เกี่ยวข้องในตลาดทุน (Professional Service Provider) รู้จักและเข้าใจหลักการลงทุนที่รับผิดชอบตาม PRI* และกระตุ้นความสนใจให้เข้าร่วมเป็นผู้ร่วมลงนาม (signatories) ซึ่งจะช่วยผลักดันให้ผู้ประกอบ
private placement transaction is considered approved as soon as the Company has completely complied with the rules determined under section 1 part 2 of the Private Placement Notifications. 2 The material
Jewelry”, exclusively for our Affluent clients. Middle Income Guided by our core strategy of “Customer Centricity” to completely accommodate demand of each customer group, we aim to strengthen THE PREMIER
relevant rules and regulations and professional ethics and standards, which is administered by an association or a training institute, for a period of time not exceeding two years on the date of submission
; (5) Having passed the fundamental knowledge examination on the subjects of securities and exchange laws, the relevant rules and regulations and professional ethics and standards, which is administered
investments on the basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient
basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information