UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...
shall establish rules or regulations which allow for exchange of information about securities clearing and settlement, including any other information obtained during the normal course of operation as a
หลักสูตรที่สำนักงานให้ความเห็นชอบ (refresher course) อย่างน้อยหนึ่งครั้งภายในทุกช่วงสองปี เว้นแต่ในการเข้ารับการอบรมครั้งแรกภายหลังจากการได้รับขึ้นทะเบียน สำนักงานอาจกำหนดช่วงระยะเวลาที่ต้องเข้ารับการอบรมให้
; “inside information” means the significant facts which effect the change in the price of securities but has not yet been disclosed to the public and a securities company has acquired during the course of
company has acquired during the course of business undertaking; “executive” means an executive under the Notification of the Securities and Exchange Commission on Qualifications and Prohibited
หรือรับซื้อคืนหน่วยลงทุนหรือการเป็น ตัวแทนสนับสนุนจากสถาบันฝึกอบรมหรือตามหลักสูตรที่สำนักงานให้ความเห็นชอบ (refresher course) อย่างน้อยหนึ่งครั้งภายในทุกช่วงสองปี เว้นแต่ในการเข้ารับการอบรมครั้งแรกภาย
than 5 percent of its shareholders’ equity or litigation case which may have material effect to its business operation or which is not caused by the company’s ordinary course of business. 13. Asset
increase in minimum wages, local SME projects and agricultural business reform, to support the low-income group. Overall, the Thai economy is on course for a steady year of growth, according to the Bank of
the ordinary course of business of the Company. The Company will receive 35 percent of profit generated from the live broadcasting of the Football Leagues after deducting costs and expenses incurred in
stimulate government and state-owned enterprises’ spending. Overall, the Thai economy is on course for a steady year of growth, according to the Bank of Thailand, with its GDP growth in 2018 revised up to 4.4