, by taking into account impact of such trading orders on overall market, before actually sending out such orders into SET's trading system. He should also oppose or warn his client not to send trading
receive Baht 95 million. This transaction follows the Notification of the Board of Governors of The Stock Exchange of Thailand involving Disclosure of Information and other Acts of Listed Companies
Repo service to ordinary persons categorized as institutional investor to proceed in the same manner as with non-institutional investors. For example, securing a risk management system related to
issues such regulations with approval from the SEC.______________________Remarks: * Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 7/2562
the relevant regulation*. The SEC is also proposing to stipulate a minimum Authentication Assurance Level (AAL) for clients’ online transactions via the company’s system based on associated risks
Pursuant to the Ministerial Notification concerning Approval for Undertaking of Digital Asset Businesses, effective since 13 July 2022, DA custodial wallet provider is required to obtain a DA
applicant and group of parent company. {A}'s actions were considered as failure to comply with the Notification of the SEC Office concerning approval of financial advisor and scope of performance while {X1
(Translation) (Translation) No. 29/2018 October 5, 2018 President The Stock Exchange of Thailand Re: Notification of the Resolution of the Board of Directors’ Meeting No. 10/2018 We, AEON Thana
Microsoft Word - GSC013_?????????????-Eng-revised ELCIDGSC013/2019 17 July 2019 Subject: Notification of the Resolution of the Board of Directors’ Meeting No.6/2019, The Providing of Financial