consultant for a month and 10 days, effective from January 15, 2015.*Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business

suspension imposed by the SEC is deemed to have been served. _________________ Note:   Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel

, effective from January 15, 2015.*Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing

draft regulations to be more suitable. On 4 November 2021, the SEC Board Meeting No. 17/2564 passed a resolution approving amendment to the regulations. The SEC has later issued a notification of the

  TorLorThor. 8/2557 Rules on Personnel in the Capital Market Business 03/06/2014 01/07/2014   Notification of the Office of the Securities and Exchange Commission   SorLorThor. 8/2557 The Approval of Personnel

e-service Online Submission See canceled document Derivatives Advisors >> Approval & Qualifications   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Agent >> Approval & Qualifications (Section 24)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Dealer >> Approval & Qualifications (Section 24)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

affected client.  Nuchanart’s demeanors above were wrongful acts against investors, which were deemed failure to perform duties or give services with loyalty in accordance with the Notification of the

duty with responsibility and deliberation as a professional. Her misconduct was in violation of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended her approval as