Business Operation” means the Notification of the Capital Market Supervisory Board concerning Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
; “ Notification on Standard of Business Operation ” means the Notification of the Capital Market Supervisory Board concerning Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing
business in the category of derivatives broker or derivatives dealer; “ investment limit ” means the investment limit of capital market products denominated in foreign currency which is allocated by the SEC
delegation of the Bank of Thailand; “Notification on Standard of Business Operation” means the Capital Market Supervisory Board Notification concerning Standard Conduct of Business, Management Arrangement
growth in the Financial Services sector ) strengthening the business environment through intellectual property enforcement, regulatory reform, and improved competition policy; b) improving transparency
personnel in the capital market business under Clause 31(1) of No. TorLorThor. 8/2557. The SEC, therefore, revoked the approval from their duties as securities investment consultants and will not consider
be eligible for cross-border offerings, the mutual funds must meet acceptable standards. Such mutual recognition would help to increase competitive edge of the asset management business in the
. In the Financial Market business, the Bank generated revenue of Baht 273 million. For Capital market business, the market shares (SET and mai excluding proprietary trading) of Phatra Securities Plc
Baht 504 million. In the Financial Market business, the Bank generated revenue of Baht 273 million. For Capital market business, the market shares (SET and mai excluding proprietary trading) of Phatra