Offering of Funds Digital Asset Business Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process CG Thailand Public
assets may be specified. 10. Participation in the Private Sector Collective Action against Corruption (CAC) The management company shall disclose any of the following results of the participation in the
information on these issues. With this, UNDP is delighted to deepen its partnership with the Securities and Exchange Commission Thailand to accelerate SDGs action through actively engaging the private sector
period was over, provided that the action taken hereto shall base upon the commission of offences regarding deceitful, fraudulent or dishonest management of assets which has caused damage to either the
Management Company of the Hong Kong Covered Fund to act or refrain from acting in case there is an action which may cause damages to the interest of the investors of the Hong Kong Covered Fund. Yes No If “No
, in addition to the action under the first paragraph, the mutual fund management company shall arrange for the mutual fund supervisor to examine and certify in writing that such transaction is in
reference. PAGE 10 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 14/2558 Re: Rules in Detail on the Prevention and Management of Conflicts of Interest __________________
’ name EASTERN WATER RESOURCES DEVELOPMENT AND MANAGEMENT PLC PUBLIC COMPANY LIMITED Securities Code: EASTW 2. Date of action resulting in reporting obligation 03/03/2020 ( ) Direct sale/purchase