established under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a securities company to perform duty as local intermediary in Thailand (issued by CIS
, and a letter appointing a local representative in Thailand to be the person responsible for the operation of the ASEAN Collective Investment Scheme to perform duties as specified under the Notification
consultation, if the client has still insisted, the intermediary shall arrange the client to sign for confirmation that the client accepts risks arising from such investment or transaction. Clause 36 For the
and loss statement, and auditor’s report in at least one local daily newspaper or on its website, and provide the SEC Office with evidence of such publication. The actions in Paragraph 1 shall be taken
via electronic channels, we provide an added channel to sign up for K-Debit Card via the K PLUS app. Moreover, we organized a promotional program to spur spending with K-Debit Card in addition to the
computer network systems; 13 (5) communicate protection measures with the users and arrange for the users to sign for acknowledgement and awareness of usage risks and the guidelines to control such risks; (6
remained in the doldrums during the second quarter of 2019. The inconclusive US-China trade negotiations, which showed no sign of ending, exacerbated the lackluster global trade and investment environment
computer network systems; (5) communicate protection measures with the users and arrange for the users to sign for acknowledgement and awareness of usage risks and the guidelines to control such risks; (6
นายหน้าเป็นตัวแทนที่รับผิดชอบในการซื้อขายหน่วยของโครงการจัดการลงทุนต่างประเทศดังกล่าวในประเทศไทย (4) มีตัวแทน (local representative) ซึ่งเป็นบริษัทหลักทรัพย์ที่ได้รับใบอนุญาต ให้ประกอบธุรกิจหลักทรัพย์
both local subsidiaries and foreign subsidiaries, and repayment for long term borrowing. Increased in trade and other receivables of THB 52.88 million, due to the increase in sales and prepayment for raw