Commission No. KorThor. 4/2543 Re: Custody of Client Assets of a Securities Company By virtue of Section 14 and Section 98(3) of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange
: Custody of Client Assets of a Securities Company By virtue of Section 14 and Section 98(3) of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the
Bangkok, 21 November 2016 - The SEC has revoked the approval of eight securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients
licensed auditors instead of the ‚operating cash flow‛ in explaining the reasons why the Company has to increase the capital. 4) Providing additional explanations for clearer reasons for the absorption
into agreements with NEXT regarding the restructuring of salary salaries owed by NEXT according to the conditions specified by the Company. 8. the Seller has licensed to use the patent of system to
NEXT have entered into agreements with NEXT regarding the restructuring of salary salaries owed by NEXT according to the conditions specified by the Company. 8. the Seller has licensed to use the patent
for an Approval of Work Systems Relating to Undertaking of Securities Business in the Category of Investment Advisory Service of Licensed Securities Companies 4. Notification of the Securities and
Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary 06/09/2013 01/04/2014 4. Notification of Capital Market Supervisory Board
Establishment of Company under the law of the jurisdiction where such foreign ETF is established – in case of foreign ETF established by an investment company; or [ ] (b) Trust Instrument or Trust Agreement – in