Independent Director of an Intermediary 03/06/2014 01/07/2014 10. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be
6. Notification of the Office of the Securities and Exchange Commission SorThor. 7/2557 Rules on Appointing Independent Director of an Intermediary 03/06/2014 01/07/2014 7. Notification of the
Market Supervisory Board 85/2552 03/08/2009 01/09/2009 6. Notification of the Office of the Securities and Exchange Commission SorThor. 7/2557 Rules on Appointing Independent Director of an
electronic forms, did not https://www.sec.or.th/EN/Documents/Auditor/activitiesreport2015.pdf Activity report 2017En Activity report 2017En CAPITAL MARKET FOR ALL INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT
BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange
recognition, the quality of SEC?s auditor supervision has been internationally recognized, as evidenced by acceptance as a member of International Forum of Independent Audit Regulators (IFIAR) in 2010 while
corporate governance. Another key change to the assessment is the introduction of an independent validation in addition to the existing peer-review process. The enhancements are being introduced to strengthen
questionable corporate governance issues that could lead to a conflict of interest. (Normally, institutional investors may use several measures such as seeking clarification in writing, meeting with independent
. IDENTITY OF DIRECTORS, SENIOR MANAGEMENT, ADVISERS, AGENTS AND OTHER INDEPENDENT THIRD PARTIES A. Directors and Senior Management1 1. Provide the names, nationality, addresses and functions of the issuer’s
ปรับปรุงหลักเกณฑ์เก่ียวกับค่ำธรรมเนียม รำยปีของบริษัทหลักทรัพย์ที่เป็นนำยหน้ำซื้อขำยหน่วยลงทุนที่เป็นอิสระ (independent LBDU) เพ่ือเป็นกำร สนับสนุนให้ LBDU ที่สำมำรถแสดงได้ว่ำมีควำมเป็นอิสระในกำรให้ค ำแนะน ำ