Bangkok, October 30, 2012 ? The SEC requires advertisement on marketing campaign for selling mutual fund investment units clearly provide the fund?s information and avoid giving too much information
include, internal control system, information security system to prevent access from unauthorized person, and effective Chinese Wall between difference departments and staffs as well as having measures for
system, information security system to prevent access from unauthorized person, and effective Chinese Wall between difference departments and staffs as well as having measures for emergency matters whereby
guideline shall at least include, internal control system, information security system to prevent access from unauthorized person, and effective Chinese Wall between difference departments and staffs as well
) information technology management and implementation; (6) management of client’s information regarding only collecting, organizing and analyzing the information. In this respect, if such work is related to the
outsource operator is an affiliated company; (5) information technology management and implementation; (6) management of client’s information regarding only collecting, organizing and analyzing the
securities and derivatives industry and the Thai capital market. Key topics included the implementation of Artificial Intelligence (AI) in securities and derivatives businesses, best practices for utilizing AI
insights with member countries on globally significant issues. Key topics included Sustainability Related Disclosure, Financial Inclusion, the implementation of Supervisory Technology (SupTech), and the
capital market as well as SMEs’ and startups’ capital market access to funding sources. The regulators came to a mutual decision to further explore ways for development and implementation of connectivity