on securities and exchange. Chapter 1 General Provisions Clause 4 Any securities company undertaking custody of clients’ assets , whether for the purpose of keeping, purchasing, selling, borrowing or
on securities and exchange. Chapter 1 General Provisions Clause 4 Any securities company undertaking custody of clients’ assets, whether for the purpose of keeping, purchasing, selling, borrowing or
;">enforceable undertaking ประกาศฯ ข้อ 27/1 (1) ระบุว่า ในกรณีปรากฏข้อเท็จจริงเกี่ยวกับเหตุตามที่กำหนดในข้อ 27 วรรคหนึ่ง สำนักงานอาจไม่ยกกรณีดังกล่าวขึ้นเป็นเหตุในการสั่งพักหรือ
securities holders directly, not general risks on business undertaking or investment. Describe the characteristics of such risks as well as the causative circumstances and potential impacts thereof (display
adjustment of the appraisal value and conditions of the disposal assets at that time including negotiation result with WHART Trust. 3. Undertaking Agreement in Connection with Disposal of Assets For disposal
under the law on undertaking of finance business, securities business, and credit foncier business (FC.); □ a securities company under the law on securities and exchange (SC.) licensed to operate
finance company under the law on undertaking of finance business, securities business, and credit foncier business (FC.); □ a securities company under the law on securities and exchange (SC.) licensed to
, regulations, ethics or relevant laws e.g.: (a) Rules and regulations concerning undertaking of securities businesses or compliance with the law governing securities and exchange such as the rules on the