undertaking of the derivatives business, as well as establish control and monitoring measures to ensure that the operations are carried out as required. Clause 6/1 The derivatives broker shall put in place
, so as to efficiently accommodate the undertaking of the derivatives business, as well as establish control and monitoring measures to ensure that the operations are carried out as required. Clause 6/15
derivatives exchange shall ensure their readiness in providing derivatives trading services. To that end, at least the following matters shall be produced in writing: (1) a business continuity policy, with
to make the management that are entrusted for the management of investments work on the basis of integrity and prudence with knowledge and expertise of the professional to ensure the full protection of
are entrusted for the management of investments work on the basis of integrity and prudence with knowledge and expertise of the professional to ensure the full protection of investors’ interest as well
management that are entrusted for the management of investments work on the basis of integrity and prudence with knowledge and expertise of the professional to ensure the full protection of investors’ interest
which because of the highly strict of relevant laws and also the various ways of approach the customer. 2.3 Revenue from Customer Service Representative Outsourced for the three-month period was THB 35.0
the same period of previous year amount to Baht 12.84 million, increase by Baht 0.40 million or increase 0.31%, the number is similar, because the company has strict control in spending . 5. Management
strict control in spending . 5. Loss from impairment on asset (reversal) In Q3/2017 the loss from impairment on asset was revert Baht 2.62 million compare with the same period of previous year amount to