supporting documents within 90 days from the date of filing the application with SEC, and (2) inspection of the actual work systems before granting permission to commence business operation whereby the
Exchange Act B.E. 2535 (1992) (SEA). The findings previously led to the sanctions imposed on ING Funds, Maris and Burim. In this connection, the SEC further probed into the case and found that from January 5
, participated in international forums in exchange of views, experiences as well as solutions and applied to the Thai market circumstances, for example.? The above report is now available in Thai on the SEC
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
aided and abetted the falsification of AMAC’s documents and accounts or preparation of incorrect 2008 and 2009 financial statements concerning purchasing raw materials, hiring for spare parts mold
Makcharoen and Miss Paphawin Pinwatthana jointly acted colluded, or aided and abetted the falsification of AMAC’s documents and accounts or preparation of incorrect 2008 and 2009 financial statements
the Securities and Exchange Commission I, Mr./Mrs./Ms..........................(FULL NAME) ........................................................................., a certified public accountant No
://www.sec.or.th/TH/Documents/DigitalAsset/DA-RegulatorySandBox.pdf. Further inquiries can be sent to the email: daregsandbox@sec.or.th.______________________Remark: * Notification of the Securities and Exchange
. ________________________Remarks:* The Securities and Exchange Act B.E. 2535 (1992)https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea1992-amended.pdf** The Act on Legislative Drafting and Evaluation of Law B.E