intermediaries.? The amendment proposal aims to strengthen IT security protection for intermediaries to cope with potential new types of risk arising from the use of new technologies such as mobile devices and
features. Such conditions may mislead investors into believing that B/E is entitled to the same protection as bank deposits when in fact transferors of B/E are subject to recourse by subsequent buyers. In
structured features. Such conditions may mislead investors into believing that B/E is entitled to the same protection as bank deposits when in fact transferors of B/E are subject to recourse by subsequent
Exchange Commission Re: Determination of Other Regulations of Associations related to Securities Business ____________________ By virtue of Section 14 and Section 234(7) of the Securities and Exchange Act
Commission No. KorThor. 3/2551 Re: Additional Determination of Type of Juristic Person Classified as Institutional Investors _____________ By virtue of Clause 3 and Clause 9 of the Derivatives Act B.E.2546
/2001 2. Notification of the Office of the Securities and Exchange Commission SorNor. 12/2545 Determination of Rules and Procedures for Actions by Management Companies against Incorrect Value of
Commission KorMor. 10/2559 Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 3. Notification of the Securities and Exchange Commission 16/2553
and Exchange Commission KorMor. 10/2559 Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 5. Notification of the Securities and Exchange
Securities and Exchange Commission KorMor. 10/2559 Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 5. Notification of the Securities and Exchange