directly relevant to its core business, for example, preparation of research report, risk management or mutual fund and private fund management which must be in compliance with specified conditions. For
addition, certain conditions may cause disadvantage to the company. Besides, the company has no manifest business plan after selling out its core assets, putting the company at risk of having operating loss
an audit oversight authority. Signature of the applicant to certify true copy is required. (9) Photocopy of the latest inspection result or report issued by the audit oversight authority. Signature of
addressed the regulatory oversight of digital asset businesses. Additionally, Ms. Jomkwan Kongsakul, SEC Deputy Secretary-General, gave an overview of the Thai capital market. Mrs. Yaovalux Nontakaew
IT-related risks arising from the use of technology; (5) To Improve other details of the rules to better communicate the intent of the oversight and enable effective risk control
fostering long-term savings through mutual funds, highlighting the regulations and oversight to ensure that mutual funds are managed professionally, transparently, and in the best interests of unitholders
confidence in the capital market and protecting investors through appropriate strategies. She emphasized the "Preventing, Deterring, and Suppressing" measures for more effective regulatory oversight and
Scorecard Assessment whose results are expected for announcement in early 2020. ACMF members also used this opportunity to share experiences and pools of knowledge on digital asset oversight to prepare for
, certain shareholders may have the number of voting share more or less than the number of voting rights, which may be contrary to the major shareholder oversight principle that aims to supervise the actual
term collaboration with World Bank to further strengthen audit oversight practices in the region.Audits play a crucial role in upholding the reliability of financial statements and investors? confidence