completed on time in order to send the Notice of the Shareholders’ Meeting and the Company is aware of the rights and interests of the shareholders of the Company to receive all complete information and
Operational Control _____________ Clause 4 A securities company shall establish efficient systems for internal control, risk management and prevention of conflicts of interest, and shall have a written code of
Clause 4 A securities company shall establish efficient systems for internal control, risk management and prevention of conflicts of interest, and shall have a written code of conduct approved by the board
transaction value is equal to 7.78 percent, calculated based on the Total Value of Consideration Paid or Received. Since the total highest transaction value is less than 15 percent, therefore, the Management
paragraph shall not be applicable to the following cases except where the authority considers otherwise: (1) where the proceedings under the first paragraph has completed before the SEC proposes the case to
Investor and High Net Worth Investor; “management” shall have the same definition as specified in the Notification of the Securities and Exchange Commission concerning Issuance and Offering for Sale of
income and other income 53.24 100.00 188.89 100.00 Costs 20.59 38.67 114.29 60.51 Administrative expenses, impairment finance costs and share of loss from associates 108.96 204.66 50.22 26.58 Management
) derivatives brokerage; (b) derivatives dealing; (c) derivatives advisory service; (d) derivatives fund management; (2) “derivatives business license type Sor-2” means a license to undertake derivatives business
business in various categories consisting of (a) derivatives brokerage; (b) derivatives dealing; (c) derivatives advisory service; (d) derivatives fund management; (2) “derivatives business license type Sor