However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes

Bangkok, January 18, 2012 - The SEC has suspended 13 investor contacts and reprimanded 18 others for not recording their advice given to clients and failing to provide evidence of complete and

rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failed to implement an adequate system to ensure the accurate and complete management and

meet the following conditions: (1) stocks in the SET 50 of the Exchange; (2) stocks in the SET 100 of the Exchange whereby the share ranked from the 51st until the 100th shall have the average quarterly

business (Disclosure Date : 21/06/2023) http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=075&CaseYY=2566 Investor Alert : Facebook page ชื่อ Trade real estate stocks Facebook page ชื่อ

&CaseYY=2566 Investor Alert : Facebook page ชื่อ Trade real estate stocks Facebook page ชื่อ Trade real estate stocks : Unlicensed securities and derivatives business (Disclosure Date : 06/11/2023) http

Mr. Jakchai Sakunekphaisan During 10 – 11 April 2024, Mr. Jakchai Sakunekphaisan manipulated the price and/or trading volumes of Patkol Public Company Limited (“PK”) stocks. His activities included

Mr. Jakchai Sakunekphaisan During 24 – 25 April 2024, Mr. Jakchai Sakunekphaisan manipulated the price and/or trading volumes of T.Krungthai Industries Public Company Limited (TKT) stocks. His

Mr. Jakchai Sakunekphaisan During 10 – 13 May 2024, Mr. Jakchai Sakunekphaisan manipulated the price and/or trading volumes of Prosper Engineering Public Company Limited (PROS) stocks. His activities

MORE stocks to be inconsistent with the normal market condition. SEC Act S.244/3(1) in conjunction with 244/5 244/6 and Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry