Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval

honesty by disguising that trading decisions were not actually made by clients; and receiving orders from persons not the owner of securities trading accounts. He was an employee of Tisco Securities Company

Bangkok, May 25, 2015 ? The SEC suspended {A}, {B} and {C}, the investment consultants of Finansia Syrus Securities Public Company Limited. Following the examination report of Finansia Syrus

information thoroughly and exercise their rights to protect their own benefits. In addition, they should seek further clarifications from the company?s directors and executives to obtain adequate information

Mr. Vichet Thientong During the month of February 2020, Mr. Vichet Thientong, director of Energy Earth Public Company Limited (“EARTH”) and other directors namely : (1) Mr. Patiphat Supasirisin (2

Mr. Patiphat Supasirisin During the month of February 2020, Mr. Patiphat Supasirisin, director of Energy Earth Public Company Limited (“EARTH”) and other directors namely : (1) Mr. Vichet Thientong

Mr. Sakesan Baisak During the month of February 2020, Mr. Sakesan Baisak, director of Energy Earth Public Company Limited (“EARTH”) and other directors namely : (1) Mr. Vichet Thientong (2) Mr

U City Public Company Limited (Registration No. 0107537000459) 21 TST Tower Soi Choei Phuang, Viphavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand T: +66.2273.8838 F: +66.2273.8858

9 WATTANAPAT HOSPITAL TRANG PUBLIC COMPANY LIMITED No. WPH – SET 13/2018 8 August 2018 Subject : Management Discussion and Analysis for Quarter 2 of 2018 ending on 30 June 2018. To : Directors and

investment and asked her to take care of the trading account.Monta failed to perform her duty in compliance with the company?s rules as she, by the clients? decision, submitted a number of securities and