information set to the new service provider through an interconnected system on the condition that investors personally check whether or not the received information is accurate and up-to-date. In such case
asset management companies are already required to prepare and disclose to the unitholders. In drafting the regulations, the SEC took into account the feedbacks received from the business operators during
when in fact GGC received only partial or no delivery of the raw materials. Nevertheless, it was recorded in the company’s accounting system that the raw materials were fully delivered. In addition
, therefore, conducted a public hearing on the relevant principles and rules and subsequently considered the received comments and suggestions when revising the governing rules. The revision has taken effect
, Amornrat and Walailuk, requiring each person to pay a separate civil monetary penalty, the benefits received from committing the offenses and reimburse SEC’s investigation expenses in total amount of
technology (DLT) to develop Infrastructure for Thai capital market and our booth received well feedbacks from numerous participants. We decides to join SSF again this year to raise public awareness regarding
analyzed and put into good use by SEC to ensure that customer received the appropriate level of protection. The amendment of this regulation is part of SEC’s Regulatory Guillotine* project. The objective
received the payment for the trademark from NBC. The aforesaid transactions are deemed acquisition of assets and related transactions, which have to be approved at the shareholders’ meeting by at least
the civil monetary penalties above, the SEC released a public warning against solicitation for investment in Mandawee Tour on 11 August 2017 around the time when the SEC received the referrals to the