capital refer to those whose net capital fall below the minimum requirements. The requirements of net capital maintenance are:  (1) Net Capital (NC) with liquid assets, after deducting total liabilities and

assets owned by issuers in the Thai public sectors or businesses established under Thai law, as summarized below:           (1)  Stocks listed on the Stock Exchange of Thailand (SET) and the Market for

executive in a securities issuing company or a securities company, as summarized below:               (1) Atthavut shall pay a civil penalty, a compensation at an equal amount to the benefit received or

securities company, as summarized below:      (1) Atthavut shall pay a civil penalty, a compensation at an equal amount to the benefit received or should have been received, and a reimbursement of the

expenses incurred by the SEC. Additionally, they are each barred from serving as director or executive in securities issuing companies or securities companies, as summarized below:                 (1) Mr

and combat mule accounts and investment scams, as outlined below.         1. Strengthening Know Your Customer (KYC) and Customer Due Diligence (CDD) for Securities Companies: The SEC will enhance

overseas subsidiaries’ capital structure”). The resolutions relating thereto are set out below: 2.1. Approve CHHK, a wholly owned subsidiary of CBG, to increase capital by the principal sum equivalent to the

overseas subsidiaries’ capital structure”). The resolutions relating thereto are set out below: 2.1. Approve CHHK, a wholly owned subsidiary of CBG, to increase capital by the principal sum equivalent to the

for the period ending 30 September 2017 . Details of which are as shown in the table below. (THB Million) Financial Information as of 30 Sep 2017 NMG NU Total Assets 4,654.84 229.91 Deduct Intangible

platform that can meet customers’ needs in every aspect of their lives by leveraging our strengths as Thailand’s number-one digital banking provider and enhancing our services under three-pronged approach