access of inside information by unauthorized personnel [ii] internal control and [iii] risk management of undertaking trust business, including measure for controlling and monitoring operation of its

company did not use such information for the benefit of supervision to prevent misuse of inside information or commission of inappropriate and illegal actions by its employees.  The aforesaid defects of AEC

. Even though the relationship between clients and employees was found out, the company did not use such information for the benefit of supervision to prevent misuse of inside information or commission of

The Company’ s Board of Directors had passed its resolution to arrange the 1/2017 extraordinary general meeting of shareholders on November 21, 2017 for consideration and approval of the capital

to Equity Ratio (Time) 1.78 5.88 Total Expenses The 2017 Operating Result as ended 31 December 2017 General Information The Company’ s Board of Directors had passed its resolution to arrange the 1/2017

this regard, the securities company shall comply with the rules as prescribed in Clause 6, Clause 7 and Clause 8. Clause 6 A securities company engaging in short selling shall proceed or arrange its

shall proceed or arrange its client to comply with the following rules in order to deliver ETF units or underlying shares of ETF according to the short selling transactions within the period as specified

prescribed in Clause 6, Clause 7 and Clause 8. Clause 6 A securities company engaging in short selling shall proceed or arrange its client to comply with the following rules in order to deliver ETF units or

and merger, etc.; (7) action to be taken by the issuer of depositary receipts in the case of any event rendering that it is unable to arrange for foreign securities that are sufficient to the depositary

company shall arrange to have the mutual fund supervisor inspect and certify in writing that such investment is an at arm’s length transaction under Clause 13(2).” Clause 5. The provision in (b) of (3) of