ชื่อผู้ได้มา/จำหน่าย :?MAGIC PRINCIPLE ASSETS | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 27/02/2556
ชื่อผู้ได้มา/จำหน่าย :?MINOR ASSETS | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 27/08/2546
advice in the investment to the company. Transaction value : An amount not exceeding Baht 93 million Remuneration policy : Price depending on the actual negotiated transaction prices between the buyer and
); (5) Notification of the Securities and Exchange Commission No. Kor Thor. 20/2567 Re: Determination of Characteristics of Providing Advice to the Public Not Deemed to Be an Undertaking of Digital Asset
Bangkok, September 5, 2011 - The SEC has suspended two investor contacts, (1) {A} for not taping the conversation made with client on trading orders and (2) {B} for interfering with client's assets
advisory service" means giving advice in the normal course of business to the public whether directly or indirectly concerning the value of securities or the suitability of investing in those securities or
) clients’ relationships of trust An intermediary shall take reasonable care to ensure the suitability of its advice and discretionary decisions for any client who is entitled to rely upon its judgment of
’ relationships of trust An intermediary shall take reasonable care to ensure the suitability of its advice and discretionary decisions for any client who is entitled to rely upon its judgment of such services; 3
shall take reasonable care to ensure the suitability of its advice and discretionary decisions for any client who is entitled to rely upon its judgment of such services; 3 (12) clients’ asset An