their own interest by seeking clarification from investment consultants regarding the nature and features of the investment vehicles in which they are interested, conditions for earning returns

statements for January and February 2016, purchased PTL shares through his own trading account on 11 and 17 March 2016 at the total amount of 200,000 shares and colluded with (8) Mr. Rahul Jain, who was not

on findings, during 2008-2010, Shine had traded such 12 securities through his own and other persons? accounts as follows:     (1) Shares of Sub Sri Thai Warehouse Plc. ("SST") (Presently Sub Sri Thai

amount of 179.6 million baht for his own benefit, causing damage to the company. He was also found forging documents related to NIPPON?s securities investments to deceive others regarding the company?s

proper investment management are concerned. To account for these concerns, international organizations and leading countries have laid out their own I Code. Furthermore, I Code is now one of the criteria

investor contacts were in violation of Clause 14(2) of the SEC Notification No. SorKhor 49/2009 Re: Approval for Investor Contacts, which stated that investor contact shall let investors make their own

carefully study the information, exercise their rights to protect their own benefits, and seek clarification or explanation from the company directors and executives so as to have sufficient information for

. Investment consultant's scope of duty is to contact and provide investors with investment advice or planning while investors are responsible to make their own investment decision. The SEC therefore urges all

of things to do for others without making their own involvement and contribution. The anti-corruption progress indicator will definitely help identify progress and constructive ways to elevate listed

, Regional Director a.i., UN Women Regional Office for Asia and the Pacific, states that “We recognize that simply urging women to strive harder to ascend the corporate ladder on their own cannot bring