intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with https://publish.sec.or.th/nrs/5726pe.doc การดำรง
ตลาดหลักทรัพย์ . Derivatives broker shall arrange to have information system to ensure the information related to undertaking derivatives business, both in document or electronic format, are accurate, complete
orders KC to amend financial statements and arrange a special audit Bangkok, 6 January 2017 – The SEC has ordered K.C. Property Public Company http://capital.sec.or.th/webapp/corp_fin/datafile/FS
https://publish.sec.or.th/nrs/3866pe.doc ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ . Derivatives broker shall arrange to have information system to ensure the information related to undertaking
Market No. 1/2017 SEC orders KC to amend financial statements and arrange a special audit Bangkok, 6 January 2017 – The SEC has ordered K.C. Property Public Company http://capital.sec.or.th/webapp/corp_fin
COMPANY LIMITED SEC extends deadline for KC special audit report 06/01/2017 K.C. PROPERTY PUBLIC COMPANY LIMITED SEC orders KC to amend financial statements and arrange a special audit Finanacial Statements
Department of Special Investigation (DSI) on December 28, 2010 against Sagha for manipulating FOCUS-IFEC-RCI share prices as well as Nongluck and Adirek as aiders and abettors who helped arrange trading
obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for