with a proportion of 10% or more of the paid-up capital of such company, the Company has to disclose information to the Stock Exchange of Thailand regarding to RULES, Conditions and Procedures of
, conditions and procedures for brokerage and dealing in foreign securities issued under the law on securities and exchange; (2)1 “derivatives broker” means entity licensed to undertake derivatives business in
conditions. "mutual fund management" means the management of investments under a mutual fund project by issuing investment units of each project for sale to the public and bringing proceeds therefrom to invest
damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 26/2551 Re: Rules, Conditions and Procedures for Being Executive
Capital Market Supervisory Board No. TorThor/Nor/Khor. 26/2551 Re: Rules, Conditions and Procedures for Being Executive of Securities Companies _____________ By virtue of Section 16/6 and Section 103 (4) of
) stipulates that the issuance of rules, conditions and procedures for undertaking securities businesses in the categories of securities brokerage, securities dealing, investment advisory service, securities
issuance of rules, conditions and procedures for undertaking securities businesses in the categories of securities brokerage, 3 securities dealing, investment advisory service, securities underwriting