, causing the company to suffer damage, or a benefit to be gained for himself or other persons in violation of Section 89/7 and Paragraph 2 of Section 281/2 of the Securities and Exchange Act B.E. 2535 (1992
by Ms. Noppawan Suwan and Mr. Viroj Arnokkaeo, who allowed their separate trading accounts to be used for the YCI transactions in exchange for compensation. Such market manipulation was in violation
pushed securities price , which violated the Stock Exchange of Thailand (SET)'s rules. The SEC is of view that investor contact should exercise his own discretion on trading orders received from the client
such manipulation, in the total amount of 2,166,666.66 baht.Details are as follows: (1) ASCON price manipulation: following the Stock Exchange of Thailand (SET)?s report on irregular trading of ASCON
issuing short-term bill of exchange in return where he then took the money for himself not for the company, causing the company 20 million baht of damage. His misconducts were in violation of the second
of exchange in return where he then took the money for himself not for the company, causing the company 20 million baht of damage. His misconducts were in violation of the second paragraph of Section
equity offerings both primary listing where foreign companies launch IPOs and become listed firms on the Stock Exchange of Thailand (SET) and dual offering where IPOs by foreign companies are launched in
running the multiple regression analysis. A sample group was collected from share prices of companies listed on the Stock Exchange of Thailand during 2004 ?2013 where the finding showed out that the stock
implementation 5) Evaluation of board performance,? said Dr. Bandid. Mr. Rapee Sucharitakul, Secretary-General of the Securities and Exchange Commission, Thailand (SEC) said, ?The SEC has taken active roles in
Exchange Commission of Cambodia, Mrs. Vathana Dalaloy, Secretary-General, Securities and Exchange Commission Office of Lao PDR, Mrs. Thida Myo Aung, Deputy Director-General, Central Bank of Myanmar, Mr