misconduct in violation of Section 170 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) was dishonest duty performance that caused damage to the company or created a benefit for himself, as specified
perform duties honestly under Section 89/7 and thus subject to the penalties under Paragraph 2 of Section 281/2, Section 307, Section 308, Section 311 and Section 312 of the Securities and Exchange Act B.E
commission of offense under Section 241 and liable to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992), which was effective at the time of the offenses. Currently, the
act.?As the Executive Chairman of Apple Wealth Securities, {A} was involved in the company's misconduct and failed to perform supervisory duties. He approved the opening of trading accounts and the
trading. The aforesaid actions of Shine were in contravention of Sections 243(1), (2) and 244 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code
/Documents/ActandRoyalEnactment/Act/act-derivatives2546-codified.pdf)(1) มาตรา 22 บัญญัติว่า ผู้ประกอบธุรกิจสัญญาซื้อขายล่วงหน้าจะประกอบธุรกิจอื่นใดมิได้ เว้นแต่จะได้รับความเห็นชอบจากสำนักงานเมื่อสำนักงานได้
Act B.E. 2535 (1992) (SEA). The audit committee twice reported that no wrongdoing was found and that the inadequacies in TUCC?s internal control, without any sign of fraud. The SEC probed into the case
Section 312 of Securities and Exchange Act of 1992 ("SEA") with the following offences:1) For their responsibility over PICNI operations in 2004 when they jointly made changes to the contracts to let
Exchange Act, B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4), B.E. 2551 (2008), and Section 35, Section 40(11), Section 41(3) and (4), Section 42(10) and Section 43(3) of the
, which was, the government issued the Labor Protection Act (No. 7 ) B.E. 2019, prescribing the rate of severance pay that increased from 300 days to 400 days Such change resulted in an increase of the