minimum level of net capital as follows:          (1) Net Capital (NC): Liquid assets after deducting the total liabilities and risk haircuts at an amount not less than the specified value;  (2) Net

. Further details and download of the Participation Form are available at: www.sec.or.th/educationcampaign. _______________________

behaviors of placing trading orders in a manner that misled the public about the price or trading volume of securities, including the placing of consecutive trading orders aimed at deviating the price or

At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business

at least on a quarterly basis;5.  Modifying consideration procedures of underlying indices, management strategies, and disclosure requirements for inbound foreign ETFs to be in line with those

Supervisory Board (CMSB), at its meeting No. 7/2567 convened on 16 July 2024, passed a resolution approving in principle the proposed amendments to the Thai ESG regulations to accommodate the government’s

Jaisuk, Mr. Krittayot Kaewsathon, and Miss Yaowapa Dokrak, respectively. The winner announcement took place on 11 April 2024. The replay can be viewed at the SEC Facebook Page: https://www.facebook.com

qualifications*** (except for the qualifications of CIS operators above) in accordance with the specified criteria.   The public consultation is available at the SEC website: https://www.sec.or.th/TH/Pages

committing the offenses shall be remitted to the Ministry of Finance as public revenue. Note: Details of civil sanctions and associated procedures are available at: https://www.sec.or.th/EN/pages

Supervisory Board.The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=805. Stakeholders and interested parties are welcome to give comments and suggestions via the