SEC Office in accordance with the MOU. In this regard, the protection of interest of investors under supervision of the jurisdiction wherein such regulatory agency is located shall not be less than the
insurance company have signed a contract of life insurance and a contract of investment in investment units with an agreement that the insured shall pay premium to the life insurance company for protection
where the securities company encounters financial problems, the clients’ money under custody of the securities company shall not be protected under the Deposit Protection Agency Act; (3)2 provide a
securities company encounters financial problems, the clients’ money under custody of the securities company shall not be protected under the Deposit Protection Agency Act; (3) 2 provide a written contract or
securities company encounters financial problems, the clients’ money under custody of the securities company shall not be protected under the Deposit Protection Agency Act; (3)2 provide a written contract or
mentioned above. Also, the Company had recognized an additional expense of THB 9 million regarding the new labour protection law to increase severance pay from 300 days to 400 days for workers serving over 20
loans to EGCO Plus. Meanwhile, retirement benefit expenses was increased due to the effects of the amendment bill to the Labour Protection Law. Page 8 Quezon (Include PEPOI and QMS): Unit : Million Baht
warrant (DW) เพราะผู้ลงทุนมีความคุ้นเคยแล้ว (3) complex return fund ที่มี capital protection > 80% (4) unrated bond และ perpetual bond (5) HYB fund เน่ืองจากมีความเสี่ยงต่่ากว่าตราสารทุน และ ต้องลงทุนตาม
measures for investor protection. In this regard, the SEC Office may specify additional requirement 1 Law on Securities and Exchange means the Securities and Exchange Act B.E. 2535(1992) 5 for applicant to
ปัจจุบันยังมีบางประเด็นที่ยังไม่สอดคล้องกับหลักสากล (เช่น ยังไม่อนุญาตการเข้าทำสัญญา credit default swap ในฐานะ protection seller) หลักเกณฑ์ไทยจึงกำหนดให้หน่วย CIS ต่างประเทศดังกล่าวสามารถลงทุนในทรัพย์สินที่