=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3A%22Laws%20%2F%20Regulations%22&start=10&rows=10 11 - 11 of 11 results Sort by: Relevance Date (Newest) Date (Oldest) Notification of Capital
results Sort by: Relevance Date (Newest) Date (Oldest) HouseStyle agreement between the issuer and the holder, and shall include any other electronic data units of right as specified in the notification of
notification of the SEC. “ digital asset ” means cryptocurrency and digital token https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-digital.docx HouseStyle business outside the digital asset
Margins _____________ By virtue of: (1) Clause 1(9) of the Notification of the Securities and Exchange https://publish.sec.or.th/nrs/4245pe.doc Translation established under following Notifications: (1
the amendments* have been published in the Government Gazette and became effective on 1 June 2024. ____________________Notes: * Four notifications of the relevant regulations are: (1) Notification of
SEC Secretary-General Ruenvadee Suwanmongkol has signed off the Notification of the SEC Office regarding exemption of fees for filing the registration statement for offering of three types of debt
recorded such behavior for future reference if breach of duty is found. The said acts are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
personnel in the capital market business, the bank must not allow him to perform the duty of branch manager, in relation to the capital market business.*Clauses 20(1) of the Notification of Capital Market
Notification No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014. The SEC, therefore, suspended {A} from his duty as the approved capital market
evidenced by large amount of related transactions. She then admitted that she took the client's trading orders via mobile phone.The aforesaid actions are in violation of Clause 20(3) of the Notification of